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过程工程学报 ›› 2026, Vol. 26 ›› Issue (8): 847-856.DOI: 10.12034/j.issn.1009-606X.225296

• 研究论文 • 上一篇    下一篇

基于变分注意力Transformer编码器的催化裂化装置故障检测

覃小龙, 戴一阳*   

  1. 四川大学化学工程学院,四川 成都 610065
  • 收稿日期:2025-11-24 修回日期:2026-02-03 出版日期:2026-08-28 发布日期:2026-08-26
  • 通讯作者: 戴一阳 daiyy@scu.edu.cn
  • 基金资助:
    国家重点研发计划

Fault detection based on variational-attention-transformer-encoder for fluid catalytic cracking units

Xiaolong QIN,  Yiyang DAI*   

  1. School of Chemical Engineering, Sichuan University, Chengdu, Sichuan 610065, China
  • Received:2025-11-24 Revised:2026-02-03 Online:2026-08-28 Published:2026-08-26
  • Contact: Yiyang Dai daiyy@scu.edu.cn

摘要: 催化裂化是石化行业重要生产环节,是提取原油中轻质油品的重要手段。流化催化裂化(Fluid Catalytic Cracking, FCC)生产过程复杂,生产条件严苛,设备繁多。催化裂化过程安全需求高,故障数据只占据小比例,并且其生产过程波动大,二者共同作用会导致故障检测模型性能恶化。为解决这些问题,本研究提出一种基于变分注意力(Variational-Attention-Transformer-Encoder, VATE)的故障检测方法。该方法基于催化裂化模拟器构建生产数据集,模拟了4个不同程度下正常工况生产过程波动以及8类催化裂化过程故障,VATE将变分机制融入注意力算法,通过后校验信息更好地学习催化裂化过程的多波动生产的工况,构建更符合场景的注意力机制,通过重构误差以及核密度估计(Kernel Density Estimation, KDE)确定检测阈值,进行故障检测。在催化裂化多波动生产过程数据集验证其有效性,实验结果表明,与主成分分析、自编码器、变分自编码器、长短期自编码器、长短期变分自编码器、Transformer-Encoder等方法相比,VATE在催化裂化多波动工况下可实现更准确的检测,取得94.64%的最优故障检测率。

关键词: 催化裂化, 故障检测, 智能监测, 过程安全

Abstract: Fluid catalytic cracking (FCC) is a pivotal secondary processing unit in the petroleum refining industry, primarily designed to convert heavy hydrocarbon fractions into high-value light products via catalytic reactions. The reliable operation of FCC units is paramount for global energy supply and economic efficiency, necessitating robust and timely process safety management. However, industrial FCC units operate under severe conditions characterized by high temperature, short reaction time and significant dynamic disturbances. This non-stationary characteristic presents a severe domain adaptation challenge for conventional data-driven monitoring schemes. The intrinsic coupling between the reaction-regeneration system and downstream fractionation units introduces substantial process variability and complexity. Furthermore, the stringent safety constraints of chemical facilities often result in a scarcity of labeled fault data, complicating the development of robust intelligent monitoring systems. To address these challenges, this work proposes a novel fault detection framework, VATE, tailored for FCC processes under non-stationary operating conditions. This study first utilizes a rigorous FCC process simulator to synthesize a comprehensive fault dataset, incorporating stochastic feedstock fluctuations to mimic real-world scenarios. In the proposed architecture, a variational mechanism is integrated into the attention module to achieve Variational Attention. The VATE framework leverages the probabilistic modeling capability of the variational mechanism to handle data uncertainty, while the attention mechanism focuses on relevant fault-indicative features. This structure enhances the model's ability to capture latent process features robust to fluctuations, thereby improving fault detection performance. A transformer encoder serves as the backbone for data reconstruction, using its intrinsic capability to model long-range temporal dependencies in the multivariate time-series data, while kernel density estimation (KDE) is employed to establish the statistical threshold strategy for anomaly detection. The VATE method was validated on a constructed catalytic cracking simulation dataset. When compared to the performance of principal component analysis (PCA), autoencoder (AE), variational autoencoder (VAE), long short-term memory autoencoder (LSTM-AE), long short-term memory variational autoencoder (LSTM-VAE), and dot-product attention transformer encoder (DATE), VATE achieved the best fault detection performance of 94.64% across eight fault types, providing valuable insights for future intelligent process monitoring of catalytic cracking processes.

Key words: catalytic cracking, fault detection, intelligent monitoring, process safety